Search for: "Raymond Hargett"
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10 Sep 2009, 1:33 pm
In ruling against San Francisco-based Schwab, FINRA awarded Raymond and Elsie Kelly $74,430 plus interest, as well as $25,650 for attorney fees. [read post]
10 Sep 2009, 12:32 pm
The panel awarded the Raymond and Elsie Kelly 100 percent of their net out of pocket losses of $74,430.77 plus interest at the rate of 3.25% per annum from July 8, 2008 through August 26, 2009, plus an additional $25,650.00 designated as attorney's fees, and assessed the entire cost of the arbitration proceeding against Charles Schwab (SCHW). [read post]
16 Sep 2009, 7:43 am
The brokers who sold the Schwab Yield Plus fund are not targets of investor claims, according to the investors' legal team which includes the firms of Aidikoff, Uhl & Bakhtiari, of Beverly Hills, Calif.; Maddox, Hargett & Caruso, P.C., of Indianapolis, Ind. and New York, N.Y.; Page Perry, LLC, of Atlanta, Ga.; and David P. [read post]
